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blt • yesterday at 4:05 AM • 11 replies • view on HN

Every few years, a derivative-free neural network optimization algorithm gets some hype. I'd bet my life savings that none of them ever make an impact.

Derivative-free optimization can be useful for genuinely discontinuous objectives [1], but common neural network objectives are smooth and/or Lipschitz.

The gradient is useful. Instead of trying random directions and hoping that one of them is an improvement, it tells you where to go. The more parameters you have, the more useful it becomes.

A strict complexity gap between gradient-based and derivative-free Lipschitz convex optimization has been suspected for decades and recently proved (using AI, [2]). Neural net optimization is nonconvex, but not radically different.

IMO, a more promising direction is gradient-based optimizers specialized to the neural network structure, like Muon [3].

[1] https://arxiv.org/abs/2202.00817

[2] https://arxiv.org/abs/2607.13335

[3] https://jeremybernste.in/writing/deriving-muon


Replies

accurrent • yesterday at 1:28 PM

It's still important to support research in this direction cause us meatbags cost a LOT less energy to train than GPTs even if you assume that it takes 30 years to train a PhD. Our current training methods honestly leave a lot to be desired. We almost certainly dont do full backpropagation.

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syntacticsalt • yesterday at 5:01 AM

Even for non-smooth or discontinuous objectives, I'd still reach for methods that use gradient-like information over zeroth-order methods. For non-smooth objectives, Clarke-generalized subdifferentials have been pretty effective outside of ML, and have been used in automatic differentiation contexts at least 10-15 years ago. A carelessly quick literature search suggested conservative gradients, too.

For discontinuous objectives, I know there's been work on using envelope approximations, but the little I'm aware of in that work was in low-dimensional settings where the structure of the discontinuity was known explicitly. On the other extreme, lack of continuity comes up all the time in infinite-dimensional, PDE-constrained optimization, and some methods rely on tangent cones or various generalized notions of subdifferentiability (e.g., Mordukhovich, Bouligand) to demonstrate convergence. Admittedly, that work was somewhat outside my area of expertise, so I may be getting the details there slightly wrong, but the broad point stands that even in those settings, some directional information can be obtained and used profitably without resorting to zeroth-order methods.

armcat • yesterday at 10:56 AM

Kind of like random projections. Pre ChatGPT there would every now and then come a paper that states something along the lines of: instantiate a large randomly populated matrix, multiply by the input, and win! It kinda makes sense because you "stretch out" the space and separation boundaries become easier, but I have never seen it fully utilised in production in any meaningful way. Anyone remember the DANs (Deep Averaging Networks)?

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vatsachak • yesterday at 4:10 AM

Random selection seems to favor post training

https://arxiv.org/pdf/2603.12228

rtmkrptn • yesterday at 8:48 PM

It is like Monte Carlo integration and the curse of dimensionality. Yes, you can use this for basically anything but it pays off only if the object you are trying to integrate is multidimensional, otherwise traditional methods outperforms

torginus • yesterday at 7:40 PM

Isn't the 'we need gradients' a foregone conclusion?

Gradients can be calculated numerically, meaning that any method that samples the cost function and makes optimization decisions based on that can actually compute gradients if it needs to.

machiaweliczny • yesterday at 12:42 PM

If it's cheaper then I guess it will might get practical. Also more likely that mind uses simpler techniques more similar to these.

I wonder though if someone tested mutating training objective though, like keeping original loss/goal and somehow defining loss differently and then comparing against original. This intuitively feels like how mind tries to handle difficult tasks.

okintheory • yesterday at 12:21 PM

"A strict complexity gap between gradient-based and derivative-free Lipschitz convex optimization" has been known for decades. It's covered in standard textbooks like Nesterov's "Introductory lectures on convex optimization". That AI result is about establishing the gap in a fairly niche accuracy regime.

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cubefox • yesterday at 10:22 AM

> Derivative-free optimization can be useful for genuinely discontinuous objectives [1], but common neural network objectives are smooth and/or Lipschitz.

There is even an analog to the continuous derivative for discrete binary functions, called "Boolean variation": https://proceedings.neurips.cc/paper_files/paper/2024/hash/7...

Like for derivatives, there is a chain rule for Boolean variations, so you can use something like backpropagation, but without needing any expensive floating point math. Though I don't think this has been used much so far. There must be some other downside.

p1esk • yesterday at 9:28 AM

And yet the best learning algorithm we have is derivative-free!

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